Announcing InsiderList Projects. Let trusted people set up and run sensitive projects with oversight.
Run MNPI lists, trading controls, and SEC reporting on one auditable platform.
Meet the people who built InsiderList to replace spreadsheet compliance.
See how insiders are managed, trading is controlled, and SEC filings are prepared in one place
Insider management
Manage insiders and access lists
Trade compliance
Control and monitor trading
SEC reporting
Simplify regulatory filings
Control room
Walls, restricted lists, and personal trading
Put your insider trading policy into daily operation, with one record for counsel.
Keep the over-the-wall record, restricted securities, and signed quarter for every client in one place.
Switch on Section 16 and run Forms 3, 4, and 5 in parallel with your local market requirements.
Send reviewed Section 16 data to your filing provider and reconcile the filed return.
Read our guides to pre-clearance, Section 16 reporting, 10b5-1 plans, and policy operations.
Search the US rules, orders, and guidance behind your reporting obligations, by regime.
ResourcesArticles
Free US insider trading compliance checklists, templates, rule guides, and more.
Walk through your first Form 4 from the reporting person's side, covering what triggers it, the two-business-day clock, the 10b5-1 checkbox, gifts that now report on it, and how the company files it for you.
List the records an insider trading program must be able to produce on demand, from policies, acknowledgments, clearances and access logs to filings and training, and know where each lives before anyone asks for it.
What outside counsel stands up for a client that has nothing, a policy, a pre-clearance process, a trading-window calendar, an MNPI access record and Section 16 readiness, assembled so the client can operate it and you can prove it existed.
The insider obligations that switch on when a de-SPAC closes, a new reporting population inheriting a live Section 16 clock, the Rule 16b-3 board resolution, and EDGAR access on a fixed closing date.
Understand where the Regulation FD line falls for the investor relations team that sits closest to it, covering who may speak, what triggers a public-disclosure duty, and how to keep the record behind every contact.
Understand the personal liability that insider trading law puts on you, covering what MNPI is, why trading on it is prohibited, how tipping and shadow trading extend the risk, and why the company's controls exist to protect you.
Run the earnings call as a controlled disclosure event, sequencing the release before the call, keeping prepared remarks inside public facts, holding the line in Q&A, and knowing the cure if something slips.
Turn the quarter's captured plan events into Item 408 disclosure without a scramble by receiving a reviewed event set, drafting the affirmative statement, tagging it, and keeping the annual policy exhibit in force.
What a defensible insider trading policy contains, how to keep the version people acknowledged in step with the version you file, and how covered persons, training and evidence fit together.
Schedule a product demo to see why.
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