Announcing InsiderList Projects. Let trusted people set up and run sensitive projects with oversight.
Run MNPI lists, trading controls, and SEC reporting on one auditable platform.
Meet the people who built InsiderList to replace spreadsheet compliance.
See how insiders are managed, trading is controlled, and SEC filings are prepared in one place
Insider management
Manage insiders and access lists
Trade compliance
Control and monitor trading
SEC reporting
Simplify regulatory filings
Control room
Walls, restricted lists, and personal trading
Put your insider trading policy into daily operation, with one record for counsel.
Keep the over-the-wall record, restricted securities, and signed quarter for every client in one place.
Switch on Section 16 and run Forms 3, 4, and 5 in parallel with your local market requirements.
Send reviewed Section 16 data to your filing provider and reconcile the filed return.
Read our guides to pre-clearance, Section 16 reporting, 10b5-1 plans, and policy operations.
Search the US rules, orders, and guidance behind your reporting obligations, by regime.
ResourcesGuides
Free US insider trading compliance checklists, templates, rule guides, and more.
Understand the obligations that attach to you personally as an officer or director, covering your Section 16 forms and clocks, powers of attorney, short-swing liability, the line you cannot cross, and how a 10b5-1 plan protects you.
Walk the whole stack of US insider trading compliance, the law, the policy, the controls and the evidence, so your program holds together end to end and survives an inquiry.
Walk a foreign private issuer through its US insider-compliance position end to end, covering the anti-fraud floor, the Section 16 and Reg FD accommodations, the HFIA overlay, the annual status test, and the controls to run.
Work through Section 16 end to end, covering who is covered, beneficial ownership, Forms 3, 4 and 5, short-swing liability, EDGAR access and onboarding, so no deadline arrives before you are ready.
Run one insider-compliance discipline across the EU/UK Market Abuse Regulation and US securities law, covering the shared prohibition, insider lists versus access records, transaction reporting, disclosure, and where the regimes diverge.
Control material non-public information across the deal lifecycle, covering information barriers, watch and restricted lists, wall crossings, and the access record that answers who knew what, when.
Map every recurring insider compliance deadline across the fiscal year, from the event-driven clocks that never wait, the quarterly rhythm, and the annual fixtures, to the six-month window that runs in the background, so nothing arrives as a surprise.
Build an insider trading compliance function from nothing by mapping the population, setting the policy, standing up pre-clearance and blackouts, running Section 16 filing, and laying an evidence layer that survives an inquiry, in the order that works.
Run a Rule 10b5-1 program from adoption to execution, covering the defense it buys, the 2022 conditions, disclosure, and the register discipline that keeps every plan's defense intact.
Schedule a product demo to see why.
Hi, this website uses essential cookies to ensure its proper operation and tracking cookies to understand how you interact with it (if you provide your consent). Select your cookie preferences.
