01 Aug, 2021
InsiderList announces the launch of its software platform designed to automate the extensive regulatory tasks associated with Market Abuse Regulation for listed clients and their advisers.
InsiderList is excited to announce a new ‘compliance as a service’ (CaaS) platform that provides centralised regulatory workflow automation to financial services firms, focused on Market Abuse Regulation.
Its platform delivers cloud-based software solutions to banks, investment managers, trust & fund administrators, CoSec service providers, public companies, and their advisers using a proprietary workflow engine, which allows MAR compliance pathways to be built on it using rule sets and enhanced AI risk controls.
Our team of regulatory experts turn legal interpretation into rule algorithms, which are then applied on a standardised basis across our platform. Clients benefit from real time compliance delivered on a 1-many basis via our service, and are able to ensure instant validation of their workflows.
Legacy compliance processes are manual and labour intensive, with high administrative overheads. Workflows are usually linear and repetitive, creating inefficiencies with significant potential for error. Lack of oversight, control, and accountability can cause serious compliance errors that result in fines, sanctions, and reputational damage.
Clients using InsiderList's platform are able to automate all their Market Abuse Regulation reporting requirements with unlimited insider, confidential and PDMR lists.
InsiderList's platform completely replaces reliance on manual, labour intensive processes which can create significant potential for error. Our 360o dashboard provides visibility over the entire compliance workflow, automating every aspect of compliance from setting up MAR compliant lists to recording digital signatures.
Compliance is a critical area of corporate governance, which is complex, challenging and carries serious consequences for clients. Global enforcement actions have exceeded $46.6bn in the last 11 years, and sanctions are also increasingly targeted at individuals.
InsiderList allows organisations to benefit from sophisticated real time data validation, intelligent data capture, and rules-based processing to ensure that all data is tested for quality, integrity, and is stored in a MAR compliant format. Its compliance engine allows clients to prove adherence to regulatory obligations and maintain a complete audit of every administrative action, avoiding costly fines and reputational damage.